UMB Bank Compliance & Oversight Spec-PB in Kansas City, Missouri

What You'll Do:

Responsible for the development and oversight of Consumer first line of defense policies and procedures. The position will report to the Director of Compliance and Oversight, documenting current practices, identifying gaps in oversight and/or procedures and working with the line of business and Corporate Compliance on remediation of identified gaps.

Duties include:

  • Complete and update first line of defense matrices, including documenting oversight activities and processes, identifying owners and documenting gaps. This will involve working with numerous operational units within the Bank.

  • For identified gaps in oversight, develop, document and oversee remediation

  • Perform and document quality assurance testing for critical policies and procedures identified in the matrices

  • Produce procedures for all quality assurance tests

  • As new products or systems are rolled out, develop quality assurance procedures to insure systems are working as intended

  • Will work closely with Corporate Compliance, Consumer Operations, the Bank Product Group and Corporate Audit Services.

  • Other duties as assigned

In this Role, You will Need:

  • Demonstrates ability to develop and maintain rapport with various departments to effectively obtain and document information

  • Demonstrate proficiency in documenting, evaluating and analyzing processes that identify key risks and controls

  • Demonstrates ability to learn and understand banking regulations and the required oversight necessary to insure regulatory compliance

  • Demonstrates strong organization abilities

  • Demonstrates ability to work independently and in a group setting

  • Demonstrate effective written and oral skills

  • Demonstrates proficient problem-solving skills

Culture of Diversity and Inclusion: We are committed to building a strong UMB by hiring talented, high-performing associates with diverse backgrounds. Maybe you simply want to work at a company where you have a voice and an opportunity to share your unique ideas.

Please visit us at to view a list of all available opportunities. UMB is an Equal Opportunity Employer. Principals only. No 3rd parties or agencies, please.


We strive to deliver the unparalleled customer experience, and show customers they can count on more from UMB. The same is true for our associates. You can count on more benefits, more training, more support, and more opportunity!

What you'll get:

Unique Benefit Programs : We offer a great benefits package including several unique programs like an incentive-based wellness program, parental leave, adoption assistance and health care for you, your spouse or domestic partner, your dependents and even your pets!!

Who You Are:

  • Bachelor's degree or equivalent in Accounting, Finance or Business Administration

  • One-year experience in audit, compliance, internal control development or risk management

  • Three years banking experience

Community Involvement: Giving back is a big part of who we are! We support several great causes throughout the UMB footprint. We even offer Volunteer Time Off, which allows associates to dedicate 16 hours a year to a worthy cause of their choice.

Professional Development: We provide our associates with the tools they need to support their career goals - including training, tuition reimbursement and career guidance.

Job Title:

Compliance & Oversight Specialist-Personal Banking

Preferred Requirements:

  • Professional Certification

Work Schedule:

Monday-Friday: 8:00am-5:00pm

Division Name:

Personal Banking

Requisition Number:



1010 Grand Blvd


Kansas City


Full Time